Trading Fees

Payer

Fees

Items

Fee Standards

Remarks

Investor

Transaction Levy for Securities
Transactions

A Share

Charged on both sides at 0.0487‰ of the traded value

1. Fees for block
trades: 30% lower
than standard fee
rates for A Shares;
50% lower than
standard fee rates for
B Shares and mutual
funds; and at the
same level as for
bonds. Levy for bond
repo block trade is
temporarily waived.

2. Fees for securities
repurchase agreement: same to
block trades with
corresponding
securities.

3. Fees for Bond ETF
and Money Market ETF
are temporarily
waived.

B Share

Fund

Preference share

80% of fees charged on
ordinary share during pilot period

Warrant

Charged on both sides at 0.045‰ of the traded value

T-bond Spot

RMB 0.1 per trade for any transaction with traded value lower than RMB 1 million (inclusive). RMB 10 per trade for any transaction with traded value more than RMB 1 million

Enterprise
Bond/Corporate
Bond Spot

Specific Asset
Management Plan

Privately Placed
SME Bond

Bond Pledged
Repo(including T
-bond Repo and
other Bond Repo)

RMB 0.1 per trade for any transaction with traded value lower than RMB 1 million (inclusive). No charge on reverse trade. RMB 1 per trade for any transaction with traded value more than RMB 1 million. No charge on reverse trade(Temporarily Waived)

Stock Pledged Repo

1‰ of the face value of the pledged underlying securities in each initial trade and RMB 100 at maximum.

Convertible Bond

Charged on both sides at 0. 04‰ of the traded value

Regulatory Levy for Securities Transactions

A Share

Charged on both sides at 0. 02‰ of the traded value

Collected by SZSE on
behalf of the CSRC

B Share

Preference Share

Stamp Duty on Securities Transactions

A Share

Charged on the sellside at 1‰ of the traded value. No charge on the buyside

Withheld by SZSE on
behalf of tax authorities

B Share

Preference Share

Member

Seat Fee

Seat

RMB 600,000/ normal seat, RMB 200,000/ special seat

Trading Unit Fee

Trading Unit

1. Trading unit use fee

RMB 30,000 per year is charged for each additional trading unit used by members beyond the number of trading seats (i.e., seats for which fees have been paid).

2.Flow rate

RMB 9,600 per year is charged per transmission unit (25 deals/ second) used by members beyond the number of trading seats (i.e., seats for which fees have been paid).

Collected by
Shenzhen Securities
Communication Since
July 1,2014

3. Volume rate

RMB 0.1 for each trading order (buy order, sell order or cancelling order) and RMB 0.01 for each non-trading order (any order other than buy order, sell order and cancelling order).

 

1. 60% collected by
Shenzhen Stock
Exchange, 40%
collected by Shenzhen
Securities
Communication
Since July 1,2014

2. Fees for Bond ETF
and Money Market ETF
are temporarily
waived.