Market

Participants

Fees

Items

Fee Standards

Remarks

Investor

Transaction Levy for

Securities Transactions

A Share

Charged on both sides at 0.0341‰ of the traded value

1. Fees for block
trades: 30% lower 
than standard fee 
rates for A Shares;
50% lower than 
standard fee rates for 
B Shares and mutual 
funds; and at the
same level as for
bonds. Levy for bond
repo block trade is 
temporarily waived.

2. Fees for securities
repurchase agreement: same to 
block trades with 
corresponding 
securities.

3. Fees for Bond ETF
and Money Market ETF
are temporarily 
waived.

B Share

Fund

   Charged on both sides at 0.04‰ of the traded value

Preference share

80% of fees charged on 
ordinary share during pilot period

Warrant

Charged on both sides at 0.045‰ of the traded value

T-bond Spot

RMB 0.1 per trade for any transaction with traded value lower than RMB 1 million (inclusive). RMB 10 per trade for any transaction with traded value more than RMB 1 million

Enterprise
Bond/Corporate
Bond Spot

Specific Asset
Management Plan

Privately Placed
SME Bond

Bond Pledged 
Repo(including

T-bond Repo and 
other Bond Repo)

RMB 0.1 per trade for any transaction with traded value lower than RMB 1 million (inclusive). No charge on reverse trade. RMB 1 per trade for any transaction with traded value more than RMB 1 million. No charge on reverse trade（Temporarily Waived）

Stock Pledged

Repo

1‰ of the face value of the pledged underlying securities in each initial trade and RMB 100 at maximum.

Convertible Bond

Charged on both sides at 0. 04‰ of the traded value

Regulatory Levy for

Securities Transactions

A Share

Charged on both sides at 0. 02‰ of the traded value

Collected by SZSE on
behalf of the CSRC

B Share

Preference Share

Member

Seat Fee

Seat

RMB 600,000/ normal seat, RMB 200,000/ special seat

Trading Unit Fee

Trading Unit

1. Trading unit use fee

RMB 30,000 per year is charged for each additional trading unit used by members beyond the number of trading seats (i.e., seats for which fees have been paid).

2.Flow rate

RMB 9,600 per year is charged per transmission unit (50 deals/ second) used by members beyond the number of trading seats (i.e., seats for which fees have been paid).

Collected by 
Shenzhen Securities 
Communication Since
July 1,2014

3. Volume rate

RMB 0.1 for each trading order (buy order, sell order or cancelling order) and RMB 0.01 for each non-trading order (any order other than buy order, sell order and cancelling order).

1. 60% collected by 
Shenzhen Stock 
Exchange, 40%
collected by Shenzhen
Securities 
Communication
Since July 1,2014

2. Fees for Bond ETF
and Money Market ETF
are temporarily
waived.